Labels:crt screen | field | map | sky | windowpane OCR: 20,000 Since 1980 the numberof financial planning andin- vestment advisor firms registered with the Se 15,000 Exchange Commission has more 17.500 curitles and than tripled 40 17,500 Unfortunately, the number 01 government regulators paldto keep an eye on those planners and advis- era has increased far rmore slowly For 16.000 example, the ranks of SEC inspectors have risen onby 28% from the equiva. lent 36 full. -time examinters in 1980 to46 in 1991 The SEC visited onby 574 investment advisory connpanies last year mosty rhie money man- 14.000 not the small outfits most agers likely to serve typica investors. At that rate the aver lare advi sor firin could expect to see an SEC inspector 12.000 only once ever 30 years. 10,000 8,000 REGISTERED INVESTMENT ADVISERS 6,0 800 4.000 111 SEC INSPECIO ...
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